Compliance Training

At Corporate Overhaul, we provide comprehensive Compliance Training Services designed to meet the needs of organisations. Our Compliance Training Programs are available in both online and in-person formats, ensuring flexibility and accessibility for all participants.

Our training programs cover a broad range of topics, meticulously tailored to focus on two main areas:

  • Personal and Professional Development: Enhancing the skills and knowledge necessary for individual growth and career advancement.
  • Compliance-Related Topics: Ensuring a thorough understanding of legal and regulatory requirements.

Why Do You Need Compliance Training?

If you are a regulated entity by ASIC, you are required to provide your employees with compliance training to evidence your organisational competence obligations.

Benefits of using our Compliance Training Services

  • Engaging and measurable learning programs.
  • Modern and flexible interface to engage learners on any device.
  • Track training activities and analytical reporting.
  • Automation of features and streamlining processes.
  • Flexible online platform to create training on any topic relevant to your organisation.
  • Simple and easy set up for any size organisation.
  • We  manage onboarding and help you with reporting.

Key features of our Compliance Training Services

  • Training and Competency Obligations – We assist clients in meeting their training and competency requirements, ensuring they remain compliant with all relevant standards and regulations.
  • Promotion of Safe and Healthy Workplaces – Our training modules emphasise creating and maintaining a safe and healthy working environment.
  • Education on Compliance Systems – We provide in-depth knowledge about compliance arrangements, helping personnel navigate and adhere to complex systems.
  • Competence Assessment – Our programs test and assess personnel competence, ensuring they understand and can apply client-specific legal and regulatory obligations.

Our Regulated Industry Compliance Training Programs

We offer a comprehensive suite of training programs tailored to meet the specific needs of regulated industries. Our programs cover a wide range of critical topics, ensuring your organisation remains compliant and well-informed. Key areas include:

  • Client Industry Obligations and Requirements – Understanding the specific duties and expectations within your industry.
  • Internal Corporate, Risk, and Compliance Arrangements – Developing robust internal systems to manage risk and ensure compliance.
  • Regulatory Materials – In-depth analysis of documents such as ASIC regulatory guides and information sheets.
  • Legal Materials – Training on relevant legislation, codes, and other legislative authorities.
  • Consequences of Non-Compliance and Breaches – Exploring the potential repercussions of failing to meet compliance standards and also how to identify and manage breaches.
  • Credit and Financial Services Obligations and Requirements – Detailed training on Credit and Financial Services regulations and obligations.
  • Privacy Obligations and Requirements – Detailed training on Privacy Law obligations and compliance.
  • AML/CTF Obligations and Requirements – Detailed training on Anti-Money Laundering and Counter-Terrorism Financing regulations.
  • Continuing Professional Development (CPD) – Our compliance training programs qualify for Continuing Professional Development (CPD) credits.

Our programs are designed to equip your personnel with the knowledge and skills necessary to navigate the complex regulatory landscape effectively.

Personal and Professional Development Compliance Training Programs

While not exhaustive, our personal and professional development compliance training programs cover a wide range of essential topics to help your organisation thrive. These include:

  • Anti-Bullying and Anti-Harassment – Promoting a respectful and safe workplace environment.
  • Professional and Technical Skills – Enhancing job-specific skills and professional competencies.
  • Teamwork and Interpersonal Skills – Building effective collaboration and communication among team members.
  • Alcohol and Drugs in the Workplace – Addressing substance use and promoting a healthy workplace.
  • Customer Service – Improving customer interaction and satisfaction.
  • Emotional Intelligence – Developing self-awareness and empathy in the workplace.
  • Management – Strengthening leadership and managerial capabilities.
  • Best Practices in Client Service – Ensuring excellence in service delivery to clients.
  • Communicating Effectively in the Workplace – Enhancing clarity and effectiveness in everyday communication.
  • Communicating with Management and Key Stakeholders – Building strong relationships through effective communication.
  • Ethics for Employees and Workers – Upholding ethical standards and practices within the organisation.

Our training programs are designed to foster personal growth and professional excellence, ensuring your workforce is well-equipped to meet the demands of today’s dynamic work environment.

By choosing Corporate Overhaul for your compliance training needs, you can be confident that your organisation will be equipped with the knowledge and skills necessary to maintain compliance and foster a culture of continuous improvement.

About Us

Corporate Overhaul is a legal, corporate, risk and compliance consulting firm based in Sydney. We partner with organisation’s from start to finish, and offer tailored legal, corporate, risk and compliance consultancy solutions to assist your business with meeting all of their legal, risk and compliance obligations.